Executive Compensation Services

The Executive Compensation Services (ECS) team is available to host educational workshops to empower public company executives and employees to make informed decisions concerning their equity compensation and employer stock holdings.

The ECS team partners with public companies as their broker to help facilitate option exercises, ESPP and RSU/RSA vestings. Examples include cashless stock option exercises and selling to cover for taxes.

With extensive experience designing 10b5-1 plans, the team focuses on each individual’s specific objectives and price targets. ECS then uses their trading expertise to execute the plan per the parameters set by the client and their advisor. The team can also provide continuing education to company employees and management about evolving 10b5-1 best practices.

Raymond James does not provide tax services. Please discuss these matters with the appropriate professional.

Executive Compensation Services Team

The Executive Compensation Services team supports you in corporate executive education, equity compensation plan administration and 10b5-1 plan design and execution.

Lauren Ahern
Lauren Ahern, CPWA®
Senior Manager, Private Wealth
Wealth Planning, Global Wealth Solutions
 
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Adam Nibert, CFP®
Private Wealth Consultant
Wealth Planning, Global Wealth Solutions
 
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Brandon Reitz
Analyst, Client Specialist
   
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Steph Hugley
Office Administrator
   
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Rico Oliveira-Castro
Rico Oliveira-Castro
Analyst, Client Specialist
   
Stephanie Fuetterer
Stephanie Fuetterer
Analyst, Client Specialist
   

Executive Compensation Services Advisory Team

Chris DeLong
Financial Advisor
Castle Rock
 
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Dan Horgan, WMS™
Managing Director
   
David Brennan
Managing Director, Branch Manager
New York
   
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Jason Goldstein
Jason Goldstein
Managing Director, Corporate Cash Management
Washington, D.C.
   
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Mark Mazman
Vice President, Investment Management Consultant
Naperville
   
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Stephanie Kelly
Senior Vice President, Wealth Management
New York
   
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Terry Fant, CFP®
Vice President, Investments
   
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Sam Aspinwall, CFP®, CPWA®
Managing Director, Investments
St. Petersburg