Asset & Wealth Management Investment Banking
Unparalleled expertise, objective advice
Drawing upon deep expertise across the asset management, wealth management and securities industries, the Asset & Wealth Management group at Raymond James provides high-quality financial and strategic advice to firms undergoing transformational events, including M&A, public offerings of equity and debt, private placements, divestitures, spinoffs, capital raises, recapitalizations and succession plans.
The group’s senior bankers, who pride themselves on delivering conflict-free advice focused on clients’ best interests, average more than 20 years of experience and collectively have completed more than 300 investment banking engagements.
Asset & Wealth Management Subsector Expertise
Wealth Management
- Multi-Family Offices
- Fee-Based Advisors
- Trust Companies
- Independent Broker-Dealers
Alternative Asset Management
- Real Assets / Infrastructure Funds
- Real Estate Asset Managers
- Private Equity and Hedge Funds
- Fund of Funds
Institutional Asset Management
- Quantitative Asset Managers
- ESG / SRI Funds
- Institutional Consultants / DCIO / OCIO
- Mutual Funds
Other Financial Services
- Private Banks
- Investment Banks
- Exchange Traded Funds
Senior Banking Team
![Richard Durkes](jpg/richard-durkeseb41.jpg?h=237&w=170&la=en&hash=98CADABD8BA149D8C03A61BCABF7D3B8)
![](jpg/jeff-brandb172.jpg?h=237&w=170&la=en&hash=EF2C0B3B5DD0A72260CE5BA21A83C570)
![](jpg/ed-higham3756.jpg?h=237&w=170&la=en&hash=ACAE20C13D2709BE74CDA8F1BB385535)
![Umber Gosain](jpg/umber%20revisedf1bc.jpg?h=238&w=170&la=en&hash=7B46BD00F424952F05BE93B901D3DAD0)
![Karl Ingram](png/karl%20ingram%20bw3d42.png?h=237&w=170&la=en&hash=ECCF499DAA6C435E0AF2132FFD6CEABA)
![](png/ruotao%20wang5af2.png?h=237&w=170&la=en&hash=7B244641923D8A404C881CADCF249EB1)
Transaction History
Transaction history may include a transaction completed by a Raymond James banker while at a former firm.